4 SEC Compliance jobs

New York, US (On-site)

$160–175K / year

We are global private markets specialists delivering tailored investment solutions, advisory services, and impactful, data driven insights to the…

New York, US (On-site)

$90–110K / year

POSITION SUMMARY B Capital is seeking a detail-oriented and highly organized Compliance Associate to join our team.

Louisville, Kentucky, US (On-site)

The Compliance Associate will play a key role in supporting the Firm’s compliance program across its affiliated entities to help ensure compliance…

Princeton, New Jersey, US (Hybrid)

1435 Capital Management is seeking a highly capable, business oriented Chief Compliance Officer ("CCO") to lead the firm's compliance, regulatory,…