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5 Investment Adviser Compliance jobs

Showing 1–5 of 5 jobs

CP

Compliance Associate

Cerity Partners

Louisville, Kentucky, US (On-site)

The Compliance Associate will play a key role in supporting the Firm’s compliance program across its affiliated entities to help ensure compliance…

4 wk. ago

1C

Chief Compliance Officer (CCO)

1435 Capital Management

Princeton, New Jersey, US (Hybrid)

1435 Capital Management is seeking a highly capable, business oriented Chief Compliance Officer ("CCO") to lead the firm's compliance, regulatory,…

2 wk. ago

AH

Menlo Park, California, US (Hybrid)

$134–156K / year

Founded in Silicon Valley in 2009 by Marc Andreessen and Ben Horowitz, Andreessen Horowitz (aka a16z) is a venture capital firm that backs bold…

3 wk. ago

IC

San Francisco, California, US (Hybrid)

$180–210K / year

This role sits within ICONIQ’s Legal and Compliance team and supports investment, advisory, and client service teams across a broad range of…

8 mo. ago

5G

Washington, District of Columbia, US (On-site)

$250–350K / year

About 500 Global 500 Global is a venture capital firm founded in 2010 that invests in founders building fast-growing technology companies.

4 wk. ago

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