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FINRA Compliance Jobs

Explore FINRA Compliance roles on Venture Capital Careers and apply today.

Alumni Ventures logo

Corporate Counsel

Alumni Ventures

Manchester, New Hampshire, United States (On-site)

$120K – $185K Yearly1mo ago
Corporate Counsel
Securities Law
Securities Law
Fund Formation
ICONIQ Capital logo

Senior Associate, Legal Counsel

ICONIQ Capital

San Francisco, California, United States (Hybrid)

$180K – $210K Yearly3w ago
Legal Counsel
Securities Law
Securities Law
Investment Advisers Act of 1940
BIP Ventures logo

Senior Accountant - Investment Management (SEC Reporting & Valuation)

BIP Ventures

Atlanta, Georgia, United States (Hybrid)

2mo ago
Accounting
Financial Reporting
SEC Reporting
Financial Reporting
Allocator One logo

Head of Operations / Fund Middle Office - US

Allocator One

California, US or Remote (United States)

$140K – $210K Yearly4d ago
Business Operations
Fund Operations
KYC
AML
StepStone Group logo

Vice President, Investor Services

StepStone Group

La Jolla, California, United States (Hybrid)

$158K – $176K Yearly5d ago
Salesforce Administration
Fund Operations
CRM
Process Optimization